schemaVersion:
| CUSIP Number(s): | 25686H308 |
| 1 | Names of Reporting Persons Ephraim G Fields | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions) (a) | ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization UNITED STATES | ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 732,612.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions) | ||||||||
| 11 | Percent of class represented by amount in row (9) 5.9 % | ||||||||
| 12 | Type of Reporting Person (See Instructions) IN |
| Item 1. | ||
| (a) | Name of issuer: Dolphin Entertainment, Inc. | |
| (b) | Address of issuer’s principal executive offices: 150 Alhambra Circle, Suite 1200, Miami FL 33134 | |
| Item 2. | ||
| (a) | Name of person filing: Ephraim Fields | |
| (b) | Address or principal business office or, if none, residence: 265 E. 66th street, 36th floor, NY, NY 10065 | |
| (c) | Citizenship: USA | |
| (d) | Title of class of securities: Common Stock | |
| (e) | CUSIP Number(s): 25686H308 | |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
| (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |
| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |
| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |
| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |
| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |
| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |
| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |
| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: | |
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). | |
| Item 4. | Ownership | |
| (a) | Amount beneficially owned: 732,612 | |
| (b) | Percent of class: 5.9% | |
| (c) | Number of shares as to which the person has: | |
| (i) Sole power to vote or to direct the vote: 732,612 | ||
| (ii) Shared power to vote or to direct the vote: 0 | ||
| (iii) Sole power to dispose or to direct the disposition of: 732,612 | ||
| (iv) Shared power to dispose or to direct the disposition of: 0 | ||
| Item 5. | Ownership of 5 Percent or Less of a Class. | |
Not Applicable | ||
| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
Not Applicable | ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable | ||
| Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable | ||
| Item 9. | Notice of Dissolution of Group. | |
Not Applicable | ||
| Item 10. | Certifications: |
Not Applicable |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
|
‘ The preceding article may include information circulated by third parties ’
‘ Some details of this article were extracted from the following source www.stocktitan.net ’
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